Agency:

Agency: (1) Government Securities issued by entities other the U.S. Treasurey (2) A transaction in which the broker-dealer acts as agent (Broker). See also. Agent. Agent: A securities firm acting on behalf of a client. The agent act as intermediary Read more…

Aftermarket:

The Secondary Market. Used in reference to trading in a new issue. See also: Effective Date. Secondary Market: The trading in existing or out-standing securities (vs. new issues). Secondary market transactions take place on exchanges or over-the-counter. Effective Date: The Read more…


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